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Epigenomics AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Epigenomics AG

03.05.2019 / 16:42
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer

Name: Epigenomics AG
Street: Geneststraße 5
Postal code: 10829
City: Berlin
Germany
Legal Entity Identifier (LEI): 549300X1C4U862NDLN97

2. Reason for notification

X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:


3. Details of person subject to the notification obligation

Natural person (first name, surname): Ari Zweiman
Date of birth: 15 Apr 1972


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

683 Capital Partners, LP

5. Date on which threshold was crossed or reached:

07 Feb 2019

6. Total positions

  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 3.75 % 0.0003 % 3.75 % 36021540
Previous notification 2.90 % 0.85 % 3.75 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000A11QW50 0 1349900 0.00 % 3.75 %
Total 1349900 3.75 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
right to recall re-hypothecated shares at any time 100 0.0003 %
    Total 100 0.0003 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
%
      Total %

8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Ari Zweiman % % %
683 Capital GP, LLC % % %
683 Capital Partners, LP 3.75 % % %
 
Ari Zweiman % % %
683 Capital Management, LLC 3.75 % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

 

Date

30 Apr 2019


03.05.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


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Epigenomics AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Epigenomics AG

03.05.2019 / 14:38
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer

Name: Epigenomics AG
Street: Geneststraße 5
Postal code: 10829
City: Berlin
Germany
Legal Entity Identifier (LEI): 549300X1C4U862NDLN97

2. Reason for notification

X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:


3. Details of person subject to the notification obligation

Natural person (first name, surname): Ari Zweiman
Date of birth: 15 Apr 1972


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

02 Nov 2018

6. Total positions

  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 2.90 % 0.85 % 3.75 % 36021540
Previous notification 3.75 % 0.00 % 3.75 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000A11QW50 0 1043443 0.00 % 2.90 %
Total 1043443 2.90 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
right to recall re-hypothecated shares at any time 306557 0.85 %
    Total 306557 0.85 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
%
      Total %

8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Ari Zweiman % % %
683 Capital GP, LLC % % %
683 Capital Partners, LP % % %
 
Ari Zweiman % % %
683 Capital Management, LLC % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

 

Date

30 Apr 2019


03.05.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


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Epigenomics AG: CMS akzeptiert Epigenomics‘ Antrag auf NCD-Überprüfung

DGAP-News: Epigenomics AG / Schlagwort(e): Zulassungsantrag/Sonstiges

03.05.2019 / 10:09
Für den Inhalt der Mitteilung ist der Emittent / Herausgeber verantwortlich.


CMS akzeptiert Epigenomics‘ Antrag auf NCD-Überprüfung

Berlin (Deutschland) und San Diego, CA (USA), 3. Mai 2019 – Die Epigenomics AG (Frankfurt Prime Standard: ECX, OTCQX: EPGNY; das „Unternehmen“) gibt bekannt, dass die Centers for Medicare & Medicaid Services (CMS) den Antrag des Unternehmens für eine Überprüfung einer National Coverage Determination (NCD) von Epi proColon, dem Bluttest von Epigenomics zur Darmkrebsvorsorge, angenommen haben. Die NCD ist eine der beiden Optionen, um eine CMS-Erstattung für Epi proColon zu erhalten, was für das Unternehmen einen wichtigen Durchbruch auf dem US-Markt bedeuten würde. Mit diesem Schritt ist noch keine Entscheidung über die Erstattung getroffen worden, aber die CMS haben festgestellt, dass es berechtigte Gründe dafür gibt, die NCD jetzt zu akzeptieren.

Die CMS haben den Antrag akzeptiert, werden den NCD-Prüfungsprozess aber aufgrund begrenzter personeller Ressourcen nicht unmittelbar beginnen können. Sobald die CMS ausreichend Kapazitäten zur Verfügung haben, wird die NCD mit einer 30-tägigen Periode zur öffentlichen Kommentierung „eröffnet“. Anschließend müssen die CMS per Statut innerhalb von sechs Monaten einen Entscheidungsvorschlag bekannt geben. Wenn dieser Vorschlag positiv ist, folgt eine weitere 30-tägige Kommentierungsfrist. Eine endgültige Entscheidung über die Erstattungsübernahme wird die CMS dann innerhalb von 90 Tagen nach dem ersten Entscheidungsvorschlag veröffentlichen.

„Die Annahme unseres NCD-Antrags durch CMS ist ein großer Schritt nach vorn, um die Erstattung zu erreichen, da wir innerhalb von sechs bis neun Monaten nach Beginn des Prüfungsprozesses eine endgültige Antwort erhalten werden“, sagte Greg Hamilton, CEO der Epigenomics AG. „Darüber hinaus werden wir den legislativen Weg der Erstattung weiterverfolgen, da wir diese Option auch für eine tragfähige Lösung halten. Insgesamt sind wir optimistisch, dass wir eine Erstattungsentscheidung für Epi proColon erhalten werden.“
 

Über Epigenomics

Epigenomics AG ist ein Molekulardiagnostik-Unternehmen mit dem Fokus auf Bluttests zur Früherkennung von Krebs. Auf Basis seiner patentgeschützten Biomarker-Technologie für den Nachweis methylierter DNA entwickelt und vermarktet Epigenomics Bluttests für verschiedene Krebsindikationen mit hohem medizinischem Bedarf. Epigenomics‘ Hauptprodukt ist der Bluttest Epi proColon(R) zur Früherkennung von Darmkrebs. Epi proColon ist von der US-amerikanischen Zulassungsbehörde FDA zugelassen und wird in den USA, Europa, China und weiteren ausgewählten Ländern vermarktet. Für Epi proLung(R), einen Bluttest zur Erkennung von Lungenkrebs sowie für HCCBloodTest, einen Bluttest zur Erkennung von Leberkrebs, hat das Unternehmen das CE-Kennzeichen zur Vermarktung in Europa erhalten.

Für weitere Informationen besuchen Sie bitte www.epigenomics.com.

Kontakt:
Unternehmen
Epigenomics AG, Geneststrasse 5, 10829 Berlin
Tel +49 (0) 30 24345 0, Fax +49 (0) 30 24345 555, E-Mail: contact@epigenomics.com

Investor Relations
IR.on AG, Frederic Hilke, Tel +49 221 9140 970, E-Mail: ir@epigenomics.com

 

Hinweis zu zukunftsgerichteten Aussagen

Diese Veröffentlichung enthält ausdrücklich oder implizit in die Zukunft gerichtete Aussagen, die die Epigenomics AG und deren Geschäftstätigkeit betreffen. Diese Aussagen beinhalten bestimmte bekannte und unbekannte Risiken, Unsicherheiten und andere Faktoren, die dazu führen können, dass die tatsächlichen Ergebnisse, die Finanzlage und die Leistungen der Epigenomics AG wesentlich von den zukünftigen Ergebnissen oder Leistungen abweichen, die in solchen Aussagen explizit oder implizit zum Ausdruck gebracht wurden. Epigenomics macht diese Mitteilung zum Datum der heutigen Veröffentlichung und beabsichtigt nicht, die hierin enthaltenen, in die Zukunft gerichteten Aussagen aufgrund neuer Informationen oder künftiger Ereignisse bzw. aus anderweitigen Gründen zu aktualisieren.

 


03.05.2019 Veröffentlichung einer Corporate News/Finanznachricht, übermittelt durch DGAP – ein Service der EQS Group AG.
Für den Inhalt der Mitteilung ist der Emittent / Herausgeber verantwortlich.

Die DGAP Distributionsservices umfassen gesetzliche Meldepflichten, Corporate News/Finanznachrichten und Pressemitteilungen.
Medienarchiv unter http://www.dgap.de


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Epigenomics AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Epigenomics AG

03.05.2019 / 16:57
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer

Name: Epigenomics AG
Street: Geneststraße 5
Postal code: 10829
City: Berlin
Germany
Legal Entity Identifier (LEI): 549300X1C4U862NDLN97

2. Reason for notification

X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:


3. Details of person subject to the notification obligation

Natural person (first name, surname): Ari Zweiman
Date of birth: 15 Apr 1972


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

683 Capital Partners, LP

5. Date on which threshold was crossed or reached:

11 March 2019

6. Total positions

  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 3.74 % 0.01 % 3.75 % 36021540
Previous notification 0.28 % 3.47 % 3.75 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000A11QW50 0 1346253 0.00 % 3.74 %
Total 1346253 3.74 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
right to recall re-hypothecated shares at any time 3747 0.01 %
    Total 3747 0.01 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
%
      Total %

8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Ari Zweiman % % %
683 Capital GP, LLC % % %
683 Capital Partners, LP 3.74 % % %
 
Ari Zweiman % % %
683 Capital Management, LLC 3.74 % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

 

Date

30 Apr 2019


03.05.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


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Epigenomics AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Epigenomics AG

03.05.2019 / 16:49
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer

Name: Epigenomics AG
Street: Geneststraße 5
Postal code: 10829
City: Berlin
Germany
Legal Entity Identifier (LEI): 549300X1C4U862NDLN97

2. Reason for notification

X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:


3. Details of person subject to the notification obligation

Natural person (first name, surname): Ari Zweiman
Date of birth: 15 Apr 1972


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

 

5. Date on which threshold was crossed or reached:

13 Feb 2019

6. Total positions

  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 0.28 % 3.47 % 3.75 % 36021540
Previous notification 3.75 % 0.0003 % 3.75 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000A11QW50 0 99822 0.00 % 0.28 %
Total 99822 0.28 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
right to recall re-hypothecated shares at any time 1250178 3.47 %
    Total 1250178 3.47 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
%
      Total %

8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Ari Zweiman % % %
683 Capital GP, LLC % % %
683 Capital Partners, LP % % %
 
Ari Zweiman % % %
683 Capital Management, LLC % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

 

Date

30 Apr 2019


03.05.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


show this

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Epigenomics AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Epigenomics AG

03.05.2019 / 16:42
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer

Name: Epigenomics AG
Street: Geneststraße 5
Postal code: 10829
City: Berlin
Germany
Legal Entity Identifier (LEI): 549300X1C4U862NDLN97

2. Reason for notification

X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:


3. Details of person subject to the notification obligation

Natural person (first name, surname): Ari Zweiman
Date of birth: 15 Apr 1972


4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

683 Capital Partners, LP

5. Date on which threshold was crossed or reached:

07 Feb 2019

6. Total positions

  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 3.75 % 0.0003 % 3.75 % 36021540
Previous notification 2.90 % 0.85 % 3.75 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000A11QW50 0 1349900 0.00 % 3.75 %
Total 1349900 3.75 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
right to recall re-hypothecated shares at any time 100 0.0003 %
    Total 100 0.0003 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
%
      Total %

8. Information in relation to the person subject to the notification obligation

  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Ari Zweiman % % %
683 Capital GP, LLC % % %
683 Capital Partners, LP 3.75 % % %
 
Ari Zweiman % % %
683 Capital Management, LLC 3.75 % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:

 

Date

30 Apr 2019


03.05.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


show this

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